10MBAFM322 Security analysis and portofolio management syllabus for MBA


Unit-1 Introduction 4 hours

Concepts of investment- Financial and non-financial forms of investment – Objectives offinancial investment, investment methods – Security and non-security forms of investment – Sources ofinvestment information- Investment Instruments

Unit-2 Financial markets 5 hours

primary and secondary markets – major players and instruments in secondary market -Functioning of stock exchanges, trading and settlement procedures at NSE & BSE.. Stock markets guidelineson primary & secondary markets.

Unit-3 Valuation of securities 10 hours

bond and fixed income instruments valuation -bond pricing theorems, duration ofbond and immunisation of interest risk, term structure of interest rate, determination of yield curves, valuationof equity and preference shares (Dividend capitalisation & CAPM).

Unit-4 Analysis of risk & return 7 hours

concept of total risk, factors contributing to total risk, systematic and unsystematicrisk, default risk, interest rate risk, market risk, management risk, purchasing power risk. Risk & risk aversion.Capital allocation between risky & risk free assets-Utility analysis

Unit-5 Fundamental & Technical Analysis of equity stock 9 hours

Concept of intrinsic value. Objectives and beliefs of fundamental analysts. Economy-Industry-Company framework, Economic analysis and forecasting. Theory of Technical analysis, points and figures chart, bar chart, contrary opinions theory, confidence index RSA, RSI,Moving average analysis, Japanese Candlesticks.

Unit-6 Behaviour of stock market prices 7 hours

The market mechanism, testable hypothesis about market efficiency,implications of efficiency market hypothesis for security analysis and portfolio management. Asset pricing theories, CAPM & Arbitrage pricing theories.

Unit-7 Modern portfolio theory 7 hours

Asset allocation decision. Dominant & Efficient portfolio – simple diversification,Markowitz diversification model, selecting an optimal portfolio – Sharpe single index model. Determination of corner portfolio. Process of portfolio management – International Diversification.

Unit-8 Portfolio performance evaluation 7 hours

Sharp & Treynor & Jensen’s measure. Portfolio revision – Active andpassive strategies & formula plans in portfolio revision. Mutual funds- types, performance evaluation of mutual funds, functions of Asset Management Companies.

Last Updated: Tuesday, January 24, 2023